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Securities And Exchange Comission

SEC Under Bipartisan Pressure To Curb 'Opaque' Chinese Firms' Access To US Capital Markets
SEC Under Bipartisan Pressure To Curb 'Opaque' Chinese Firms' Access To US Capital Markets
Nasdaq Secures SEC Approval To List Blockchain Version Of Stocks, Including S&P 500-Tracking ETFs
Nasdaq Secures SEC Approval To List Blockchain Version Of Stocks, Including S&P 500-Tracking ETFs
Tender Offers Are Becoming More Prevalent In Private Markets Secondaries
Tender Offers Are Becoming More Prevalent In Private Markets Secondaries
Nasdaq Secures SEC Approval To List Blockchain Version Of Stocks, Including S&P 500-Tracking ETFs
Nasdaq Secures SEC Approval To List Blockchain Version Of Stocks, Including S&P 500-Tracking ETFs
Tender Offers Are Becoming More Prevalent In Private Markets Secondaries
Tender Offers Are Becoming More Prevalent In Private Markets Secondaries
This Tech CEO Is Buying His Company's Shares 'Hand Over Fist' As Analysts See 50% Upside From Current Levels
This Tech CEO Is Buying His Company's Shares 'Hand Over Fist' As Analysts See 50% Upside From Current Levels
SEC May Loosen Rules On Executive Perks — Private Jet Rides, Bodyguards Could Stay Hidden: Report
SEC May Loosen Rules On Executive Perks — Private Jet Rides, Bodyguards Could Stay Hidden: Report

Securities And Exchange Comission Recent News

US Watchdog To Investigate SEC Overhaul Led By White House, Elon Musk's DOGE: Report
US Watchdog To Investigate SEC Overhaul Led By White House, Elon Musk's DOGE: Report
The U.S. Government Accountability Office (GAO) has reportedly announced its plans to investigate the changes implemented at the U.S. Securities and Exchange Commission (SEC). The probe will focus on alterations led by the White House and Elon Musk's Department of Government Efficiency.
Trump's SEC Pick Paul Atkins Says His 'Top Priority' Will Be 'Rational' Crypto Regulations, Marking Shift From Gary Gensler's Approach
Trump's SEC Pick Paul Atkins Says His 'Top Priority' Will Be 'Rational' Crypto Regulations, Marking Shift From Gary Gensler's Approach
Paul Atkins, former U.S. Securities and Exchange Commission (SEC) member and President Donald Trump's nominee to head the agency, has pledged a new approach towards crypto regulation.
SEC Split On Elon Musk Lawsuit Over Hidden Twitter Stake, But Moves Forward
SEC Split On Elon Musk Lawsuit Over Hidden Twitter Stake, But Moves Forward
The U.S. Securities and Exchange Commission (SEC) issued a summon to Tesla Inc (NASDAQ: TSLA) CEO Elon Musk over potential securities law violations. The decision was made following a vote by the five commissioners of the SEC, with one dissenting vote cast by the interim SEC Chief.
SEC Scales Back Crypto Enforcement, Expands Focus To Cyber Fraud
SEC Scales Back Crypto Enforcement, Expands Focus To Cyber Fraud
SEC restructures enforcement approach, replacing cryptocurrency unit with smaller team focused on cyber fraud and technological threats.
Financial Crime Weekly: Man Pleads Guilty To Hacking SEC Social Media Account, Two Plead Guilty In $577 Million Crypto Fraud Scheme
Financial Crime Weekly: Man Pleads Guilty To Hacking SEC Social Media Account, Two Plead Guilty In $577 Million Crypto Fraud Scheme
A man pleads guilty to hacking the SEC Chairman's social media account and two men plead guilty in a $577 million crypto fraud scheme.
Financial Crime Weekly: Former Celsius VP Pleads Guilty To Insider Trading, Lockheed Martin Pays Nearly $30 Million Settlement
Financial Crime Weekly: Former Celsius VP Pleads Guilty To Insider Trading, Lockheed Martin Pays Nearly $30 Million Settlement
Former Celsius Holdings vice president and controller pleads guilty to securities fraud related to insider trading. Lockheed Martin pays nearly $30 million to resolve allegations of defective pricing on defense contracts.
Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
Cantor Fitzgerald is charged with violating antifraud and proxy provisions. Former Comtech CEO is charged with insider trading ahead of negative earnings announcement.
Financial Crime Weekly: CEO Sentenced To 51 Months In Prison, Kiromic BioPharma Charged With Failure To Disclose Material Information
Financial Crime Weekly: CEO Sentenced To 51 Months In Prison, Kiromic BioPharma Charged With Failure To Disclose Material Information
A CEO is sentenced to 51 months in prison for fraud and ordered to pay $6.1 million in restitution. Kiromic BioPharma is charged with failure to disclose material information.
Financial Crime Weekly: WAMCO's Ken Leech Charged With Fraud, SEC Announces Annual Enforcement Results
Financial Crime Weekly: WAMCO's Ken Leech Charged With Fraud, SEC Announces Annual Enforcement Results
The SEC charges WAMCO's Ken Leech with fraud and announces its enforcement results for 2024.
Bankrupt EV Maker Fisker's Liquidation Plan Hits Roadblock As DOJ Raises Objections Following SEC Investigation
Bankrupt EV Maker Fisker's Liquidation Plan Hits Roadblock As DOJ Raises Objections Following SEC Investigation
The U.S. Department of Justice on Monday raised objections to bankrupt EV maker Fisker's liquidation plan on behalf of NHTSA.
Investment Firm To Pay $80M For Overvaluing CMOs, Accounting Outfit To Pay $2M For Crypto Audit Scam: Financial Crime Weekly
Investment Firm To Pay $80M For Overvaluing CMOs, Accounting Outfit To Pay $2M For Crypto Audit Scam: Financial Crime Weekly
Macquarie Investment Management Business Trust (MIMBT) will pay $79.8 million for overvaluing CMOs and giving preferential treatment to clients.
Moody's, S&P Global, Fitch Among Major Rating Agencies Hit With $49M SEC Fine Over Record-keeping Failures (UPDATED)
Moody's, S&P Global, Fitch Among Major Rating Agencies Hit With $49M SEC Fine Over Record-keeping Failures (UPDATED)
The six firms were charged with violating Section 17(a)(1) of the Securities Exchange Act of 1934 and Rule 17g-2(b)(7) thereunder.
B. Riley Stock Continues To Fall: What's Going On?
B. Riley Stock Continues To Fall: What's Going On?
B. Riley Financial Inc (NASDAQ:RILY) shares continue to face heavy selling pressure on Tuesday after the company delayed its quarterly financial results as regulators investigate whether B. Riley properly disclosed risks associated with some of its assets.
Crypto Whale Spends $24.7M On Ethereum-Based Altcoins Following SEC Approval
Crypto Whale Spends $24.7M On Ethereum-Based Altcoins Following SEC Approval
A crypto whale invested $24.7 million in Ethereum-based altcoins after the SEC approved a spot Ethereum (CRYPTO: ETH) ETF.
Pfizer Initiates Multi-Year Cost Reduction Plan Targeting $1.5B Savings By 2027
Pfizer Initiates Multi-Year Cost Reduction Plan Targeting $1.5B Savings By 2027
The company disclosed the new program in a filing with the Securities and Exchange Commission.
SEC Chair Gary Gensler Pulls Off Resignation Prank On X, Drawing Mixed Reactions From Crypto Community
SEC Chair Gary Gensler Pulls Off Resignation Prank On X, Drawing Mixed Reactions From Crypto Community
The tone of the message led many to anticipate a resignation announcement, only to be surprised when Gensler concluded with, "And we're not done,
Spot Bitcoin ETFs See $223M Net Outflows On Monday
Spot Bitcoin ETFs See $223M Net Outflows On Monday
Bitcoin‘s (CRYPTO: BTC) strong start to the week hit a road bump after Monday’s trading data showed that interest in spot ETFs appears to be cool
Financial Crimes Weekly: Insider Trading At Arista, Del Taco; KuCoin In Civil Action Suit
Financial Crimes Weekly: Insider Trading At Arista, Del Taco; KuCoin In Civil Action Suit
Andreas Bechtolsheim, founder of Arista Networks, settled insider trading charges for $1M. SEC alleged he traded on info about Acacia's takeover.
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