Matt is a managing associate in the firm’s Corporate Transactions & Securities group. His practice focuses on representing clients regarding broker-dealer, trading and markets, registered funds, securities exchange, financial technology service providers and investment advisor-related activity. As a former general counsel, he also advises companies with in-house transition, development and leadership needs.

Matt has extensive experience with securities market regulation, beginning his career as a Chicago Board Options Exchange investigator and later as outside counsel to proprietary trading firms and general counsel and chief compliance officer for a jointly registered broker-dealer/investment adviser.