Financial Advisors in Florida

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Contributor, Benzinga
September 9, 2021

Florida can offer more than just beaches and nightlife. This state features booming finance and international trade industries and real estate prices continue to climb with the population. If you call Florida home, have an expert guide your financial decisions so you can make the most of your money. 

Benzinga’s done the research for you! Check out our top picks for the best financial advisors in Florida.

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Best Financial Advisors in Miami

Take a look at the best advisors in Miami.

Best for Long-Term Investment Management: Tobias Financial Advisors

Tobias Financial Advisors (TFA) is a fee-only fiduciary that has operated as an investment management firm since 1989. TFA offers ongoing financial planning and investment management. 

TFA tailors an investment policy statement (IPS) to each client’s specific needs. The firm tends to recommend long-term asset allocation as the central goal of its investment philosophy. 

Another service available is its family wealth planning service, intended to advise on transferring wealth from 1 generation to the next with the least tax obligation possible. Standalone investment management services, financial planning services and retirement plan advisory services are other options. The financial planning service can be a single meeting or ongoing and comprehensive or modular.

TFA counts individuals, pension and profit-sharing plans, trusts, estates, and business entities among its clients. TFA charges 1% for the first $2 million for its wealth management services.

TOBIAS FINANCIAL ADVISORS

TOBIAS FINANCIAL ADVISORS

$330,300,000
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
No minimum; yearly minimum fees vary depending on the type of service you choose
7
97
Yes
96
6
  • Financial planning services
  • RETIREMENT PLAN ADVISORY SERVICE
Address

1000 S. PINE ISLAND ROAD SUITE 250PLANTATION FL, 33324

Phone number

954-424-1660

Best for Women Investors: Cathy Pareto and Associates

Cathy Pareto and Associates’ team of financial planners has extensive experience advising female clients. The firm pays special attention to the unique challenges women face, like planning for family-related career interruptions.

Fees differ between financial and retirement planning. A savings and investment fee of $2,500 to $5,000 covers broad-based planning services such as a budget review, goal assessment, financial assessment, development of an investment plan and recommendations for insurance and estate planning. The first $1 million of assets under management require a 1% annual fee.

CATHY PARETO AND ASSOCIATES

CATHY PARETO AND ASSOCIATES

$122,917,645
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
$500,000, but flexible
4
116
Yes
0
2
  • Financial planning services
Address

2030 SOUTH DOUGLAS ROAD UNIT #215CORAL GABLES FL, 33134

Phone number

305-648-9814

Best for Family Wealth Management: Itaú International Securities

Running a business with your family might require you to also run your family like a business. Itaú International is a financial advisory firm focused on family wealth management for business owners with high net worth. 

Itaú specializes in managing inter-family business relationships. The firm can help you build a clear outline to manage your business finances as you accumulate wealth. It can assess the best way to facilitate the succession of your business and focuses on general financial advising like directing investments, protecting assets and project consultation.

ITAU INTERNATIONAL SECURITIES INC.

ITAU INTERNATIONAL SECURITIES INC.

$130,624,676
  • A percentage of assets under your management
  • Performance-based fees
$1,000,000
N/A
N/A
Yes
1
2
  • FAMILY OFFICE SERVICES
Address

200 S. BISCAYNE BLVD SUITE 2200MIAMI FL, 33131

Phone number

305-416-7813

Best Financial Advisors in Tampa

Do you live near Tampa? Here's a list of the best financial advisors near you.

Best for Long Term Wealth Management: Suncoast Equity Management

Suncoast Equity Management (SEM) is a fee-only investment manager and financial planner. The firm welcomes individual clients with an “open-door policy.” This environment is meant to foster a trusting, communicative relationship between you and your advisor. This is ideal if your financial goals are ones best met with long-term wealth management. 

SEM also advises pension and profit-sharing plans, businesses, charitable organizations and other entities. Financial planning services include, but are not limited to investment advising and helping you prepare financially for retirement and college.

As your advisor, SEM will give weight to recommendations meant to maximize return via potentially risky investments. These are usually long-term investments, though SEM will explore short-term investments if they align with your goals. Investment management has a fee of 1.00% of assets under management (AUM) annually, but this is negotiable depending on the size of your account and investor-client relationship.

SEM customizes portfolios per client by using fundamental analysis in a process it calls Suncoast Equity Management’s Disciplined Investment System, (SEM-DIS). The 5-step SEM-DIS process narrows down investment choices to individual companies that score high in the following areas: Financial Performance and Strength, Business Track Record, Business Outlook and Opportunities, Management Owners, and Valuation.

SUNCOAST EQUITY MANAGEMENT, LLC

SUNCOAST EQUITY MANAGEMENT, LLC

$422,173,718
  • A percentage of assets under your management
$250,000
6
252
Yes
17
4
    Address

    5550 W EXECUTIVE DR SUITE 320TAMPA FL, 33609

    Phone number

    (813) 963-0502

    Best Boutique Firm: Brightwater Advisory

    Brightwater Advisory is a relatively small firm offering investment and financial planning services on a discretionary and non-discretionary basis. The firm’s clients are individuals, charitable organizations, corporations and business entities.

    Brightwater’s wealth management strategy embraces diversification as its main component, although your unique goals as an investor are taken into consideration when creating a portfolio model. 

    The firm offers 3 types of portfolio mixes with unique percentages:

    • Asset allocation informed by outside industry research and metrics
    • Value-driven fund selection 
    • Risk management on top of targeted portfolio allocation

    Brightwater offers wrap-fee and tier-fee programs. For the wrap-fee program, the fee schedule is 1.50% for the first $500,000 and 1.00% after that. For accounts outside of the wrap-fee program, the fee schedule is 1.35% for the first $500,000 and 0.90% for accounts above $500,000.

    BRIGHTWATER ADVISORY, LLC

    BRIGHTWATER ADVISORY, LLC

    $183,225,750
    • A percentage of assets under your management
    • Hourly charges
    • Fixed fees (other than subscription fees)
    No minimum
    2
    167
    Yes
    3
    6
    • Financial planning services
    Address

    4613 W. NORTH A ST. TAMPA FL, 33609

    Phone number

    813-251-6310

    Best for High Net Worth Individuals: Rutherford Asset Planning

    With a little over 50 clients, Rutherford Asset Planning (RAP) is an independent, fee-only firm focusing on wealth management for high net worth individuals. 

    Investment strategy is holistic in nature. The firm customizes its investment strategies for each client. In addition to investment management, RAP can help you with estate planning, tax planning, cash flow planning, philanthropic planning and insurance needs.

    Investment management has fees ranging from 1.0% of AUM for the first $2,000,000 to 0.50% for investment accounts over $2,000,000. Investors with more than $5,000,000 can negotiate a lower rate.

    RUTHERFORD ASSET PLANNING, INC.

    RUTHERFORD ASSET PLANNING, INC.

    $156,398,120
    • A percentage of assets under your management
    • Fixed fees (other than subscription fees)
    $1,000,000
    2
    40
    Yes
    38
    2
    • Financial planning services
    Address

    14105 STILTON STREET TAMPA FL, 33626

    Phone number

    813-343-4501

    Best Financial Advisors in Jacksonville

    Get your finances right with one of the best financial advisors in Jacksonville, Florida.

    Best for Wealth Management: Madden Advisory Services

    Madden Advisory Services has offered financial advisory services since 1998. It uses a 5-step proprietary process to help high-net-worth clients make the most of their money. The entire process typically takes 3 to 4 weeks and involves a careful review of your financial goals, current financial status and implementation of a personalized plan. Madden Advisory Services uses technology to support planning. Its financial advisors can also work with your Certified Public Accountant (CPA) or attorney if needed. The firm offers educational resources on its website to help you learn more about financial planning. You can also track the performance of your investments online. 

    MADDEN ADVISORY SERVICES, INC.

    MADDEN ADVISORY SERVICES, INC.

    $291,525,085
    • A percentage of assets under your management
    • Hourly charges
    • Fixed fees (other than subscription fees)
    None for financial planning. $250,000 for wealth management. Funds of members of the same household may be combined to meet the minimum.
    3
    39
    Yes
    64
    6
    • Financial planning services
    • Pension consulting services
    Address

    5200 BELFORT ROAD SUITE 410JACKSONVILLE FL, 32256

    Phone number

    904-296-1127

    Best for Young Families: Van Wie Financial

    Van Wie Financial works with many types of clients, but it focuses on young families. Its advisors understand that working with a financial planner sooner rather than later can make all the difference. 

    The firm takes an educational approach to financial planning — its advisors host a weekly radio program in Jacksonville. The show covers everything from current trends and topics in financial planning to investments and your portfolio. Van Wie Financial knows that educated clients make good decisions and it can start you on the path to financial success. 

    VAN WIE FINANCIAL

    VAN WIE FINANCIAL

    $48,142,334
    • A percentage of assets under your management
    • Hourly charges
    None for financial planning. $100,000 for portfolio management. Members of the same household can combine funds.
    2
    N/A
    No
    4
    2
    • Financial planning services
    Address

    1538 THE GREENS WAY SUITE 105JACKSONVILLE FL, 32250

    Phone number

    (904) 685-1505

    Best for Retirees: Talon Wealth

    Most financial advisors recommend additional personalized advice as you near retirement. Talon Wealth focuses on retirees and offers advice for healthcare and estate planning. Its advisors analyze your finances, insurance and your goals for a holistic approach toward retirement planning. 

    Talon Wealth offers an annuity stress test so you can see if your annuities will meet your expectations. The firm also has a CPA on staff to help with tax planning. 

    TALON PRIVATE WEALTH, LLC

    TALON PRIVATE WEALTH, LLC

    N/A
    • A percentage of assets under your management
    • Hourly charges
    • Fixed fees (other than subscription fees)
    $100,000. The requirement can be waived on a case-by-case basis.
    3
    N/A
    No
    71
    2
    • Financial planning services
    • Pension consulting services
    • Selection of other advisers (including private fund managers)
    Address

    11974 COUNTY ROAD 101 SUITE 103THE VILLAGES FL, 32162

    Phone number

    407-270-1000

    Best for Personal Service: Davis Capital Management

    Davis Capital Management takes a hands-on approach to financial planning. Expect your financial advisor to get to know you and your financial goals. Your advisor will create a plan that suits your needs and monitors your investments to keep you on track. 

    Davis Capital Management offers seminars throughout the Jacksonville area. Davis Capital Management starts the process with a free financial review so you can meet an advisor under no obligation before you commit. 

    DAVIS CAPITAL MANAGEMENT

    DAVIS CAPITAL MANAGEMENT

    $96,000,000
    • A percentage of assets under your management
    • Hourly charges
    $100,000
    3
    N/A
    No
    55
    4
    • Financial planning services
    • Educational seminars/workshops
    Address

    4788 HODGES BLVD STE # 201JACKSONVILLE FL, 32224

    Phone number

    904-223-0510

    Best for Real Estate: Riverplace Capital

    Real estate can be an essential part of financial planning. Riverplace Capital is experienced in working with clients who buy or sell real estate, including real estate investors. It can also help you evaluate options like reverse mortgages. Riverplace Capital offers financial planning and wealth management services. It reviews its investment strategies on an ongoing basis. The firm stays in regular communication with clients through monthly performance reports and a quarterly newsletter. 

    RIVERPLACE CAPITAL MANAGEMENT INC

    RIVERPLACE CAPITAL MANAGEMENT INC

    $132,709,651
    • A percentage of assets under your management
    $100,000 with exceptions on a case-by-case basis.
    4
    228
    Yes
    52
    2
    • Financial planning services
    Address

    1301 RIVERPLACE BLVD SUITE 2130JACKSONVILLE FL, 32207-9032

    Phone number

    904-346-3460

    Best Financial Advisors in Orlando

    If you're in Orlando be sure to check out this list of top financial advisors near you.

    Best for Client Servicing: Summit Wealth Partners

    Summit Wealth has close to 40 years of experience, maintains lifelong relationships with clients. 

    Summit’s services include wealth management, financial planning and business solutions. The company offers confidence and clarity when building your portfolio. Advisors meet with you regularly to discuss your progress, estate planning needs and tax optimization strategies. 

    SUMMIT WEALTH PARTNERS, LLC

    SUMMIT WEALTH PARTNERS, LLC

    $412,532,805
    • A percentage of assets under your management
    • Hourly charges
    • Fixed fees (other than subscription fees)
    None
    5
    367
    Yes
    78
    8
    • Financial planning services
    • Pension consulting services
    • Educational seminars/workshops
    Address

    800 N. ORANGE AVENUE SUITE 302ORLANDO FL, 32801

    Phone number

    407-656-2252

    Best for Comprehensive Financial Planning: Moisand Fitzgerald Tamayo

    Moisand Fitzgerald Tamayo has broad experience guiding clients through retirement plans, taxes, education expenses, risk management, estate management and more.

    The firm has a straightforward process to help you create a strong financial plan. Its advisors can help you:

    • Establish client goals.
    • Gather information.
    • Analyze your situation.
    • Implement strategies.
    • Monitor progress.

    The firm is a fee-only fiduciary, which means it doesn’t take commissions on the products it sells. The firm’s profit depends on how well your portfolio performs.

    MOISAND FITZGERALD TAMAYO, LLC

    MOISAND FITZGERALD TAMAYO, LLC

    $543,381,646
    • A percentage of assets under your management
    • Hourly charges
    • Fixed fees (other than subscription fees)
    N/A
    6
    359
    Yes
    27
    6
    • Financial planning services
    • Pension consulting services
    Address

    200 SOUTH ORANGE AVENUE SUITE 2025ORLANDO FL, 32801

    Phone number

    407-869-6228

    Best for Meeting Short-Term and Long-Term Goals: Allgen Financial Advisors 

    Allgen, a registered investment advisor (RIA), is a fiduciary that looks out for your best interests. You get a mentor, coach, accountability partner and guide when you work with AllGen Financial Advisors. 

    Whether you want to manage your finances but don’t know where to start or want handholding every step of the way, Allgen can step in. It can help with retirement savings, college savings, debt mitigation and more.

    The team’s financial advisors hold the prestigious Certified Financial Planner™ (CFP®) certification so you know you’re in safe hands. 

    ALLGEN FINANCIAL ADVISORS, INC.

    ALLGEN FINANCIAL ADVISORS, INC.

    $188,000,000
    • A percentage of assets under your management
    • Hourly charges
    • Fixed fees (other than subscription fees)
    None
    4
    720
    Yes
    23
    6
    • Financial planning services
    • Educational seminars/workshops
    Address

    100 W. LUCERNE CIRCLE SUITE 200ORLANDO FL, 32801

    Phone number

    407-210-3888

    Best for High-Income Individuals: Resource Consulting

    Resource Consulting is an award-winning fiduciary that’s earned its name as 1 of the top financial advisors in Orlando. The firm’s clients are among the top 1% of Americans for assets or income. The firm is ideal if you want tax reduction and wealth-planning strategies.

    Resource Consulting is a fee-only fiduciary and does not sell any products or charge commissions.

    RESOURCE CONSULTING GROUP

    RESOURCE CONSULTING GROUP

    $1,756,686,019
    • A percentage of assets under your management
    • Fixed fees (other than subscription fees)
    $1,000,000
    15
    115
    Yes
    94
    6
    • Financial planning services
    Address

    301 E. PINE STREET, SUITE 600 ORLANDO FL, 32801

    Phone number

    407-422-0252

    Best for Active Portfolio Approach: Fund Advisors of America

    Fund Advisors of America offers a team with over 60 years of combined experience creating top-class portfolios. The approach to building your portfolio is actively managed to make sure that you achieve your goals. Fund Advisors carefully adjusts your portfolio allocation to be more market neutral so that you can weather any storm. 

    The portfolios are constructed according to specific needs, your specific time horizon, goals and other factors.

    FUND ADVISORS OF AMERICA INC

    FUND ADVISORS OF AMERICA INC

    $67,060,000
    • A percentage of assets under your management
    N/A
    N/A
    240
    Yes
    92
    2
    <ul> <li>Professional Management</li> <li>Retirement Planning</li> <li>Asset Allocation Strategies</li> <li>Running Trailing Stops</li> <li>Reporting</li> </ul>
    Address

    1800 PEMBROOK DRIVE SUITE 300ORLANDO FL, 32810

    Phone number

    407-667-4729

    Frequently Asked Questions

    Q

    Can financial advisors help mitigate debt?

    A

    Yes. Financial advisors and comprehensive management services include debt management if that’s part of your financial goal. Talk to your advisor honestly about your finances to receive the best advice.

    Q

    Do I need a financial advisor for retirement?

    A

    You can definitely benefit from using one if you have a high-net worth, many taxable investments or want to pay less taxes. Regardless, a financial advisor can help any client find ways to stretch accumulated wealth further.

    Q

    What return should I expect from a financial advisor?

    A

    The average rate of return you could expect when working with a financial advisor is estimated between 1.5% to 4%. This rate can vary and depends on a range of factors.

     Methodology

    To determine the top financial advisors in Florida, we pored through all SEC-registered advisory firms who have an office in Florida. We winnowed the list by only including advisors who are registered fiduciaries, have no past disclosures and have minimal personal conflicts of interest. To further break down the list to the true top advisors in the area, we gave weight to advisors that offer both investment management and planning, have no conflicts of interest, have offices in multiple states, have a wrap fee program and over $50 million in assets under management.

    Kathryn Hauer, CFP®

    About Kathryn Hauer, CFP®

    Kathy is an expert in finance (personal, corporate), financial planning, financial literacy, tax preparation and laws, saving and investing, retirement, insurance, careers, college education planning and financing, cannabis, gig economy, forming and running a business, credit and debt issues, blue-collar workers, and military issues. She has a strong interest in crypto, DeFi, FinTech, InsureTech, AgTech.