James M Oates's Net Worth
$10.6 Million
Who is James M Oates?
James M Oates has an estimated net worth of $10.6 Million. This is based on reported shares across multiple companies, which include DCA Total Return Fund, JOHN HANCOCK PREMIUM DIVIDEND FUND, JOHN HANCOCK PREFERRED INCOME FUND III, JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND, JOHN HANCOCK PREFERRED INCOME FUND, VIRTUS GLOBAL DIVIDEND & INCOME FUND INC., JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND, JOHN HANCOCK PREFERRED INCOME FUND II, Duff & Phelps Select Energy MLP Fund Inc., John Hancock Hedged Equity & Income Fund, Virtus Global Multi-Sector Income Fund, JOHN HANCOCK INCOME SECURITIES TRUST, JOHN HANCOCK INVESTORS TRUST, STIFEL FINANCIAL CORP, John Hancock Tax-Advantaged Global Shareholder Yield Fund, Virtus Total Return Fund Inc., and INVESTORS FINANCIAL SERVICES CORP.
SEC CIK
James M Oates's CIK is 0001180238
Past Insider Trading and Trends
2008 was James M Oates's most active year for acquiring shares with 28 total transactions. James M Oates's most active month to acquire stocks was the month of December. 2008 was James M Oates's most active year for disposing of shares, totalling 27 transactions. James M Oates's most active month to dispose stocks was the month of December. 2006 saw James M Oates paying a total of $339,582.21 for 29,759 shares, this is the most they've acquired in one year. In 2009 James M Oates cashed out on 46,172 shares for a total of $1,402,400.00, their largest year based on trade value.
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Virtus Total Return Fund No price found
Investor
Form Type
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Δ Own
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Qty.
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Price
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Size ($)
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Own
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Filing Date
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Type
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Is Scheduled
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Trade Dates
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Form 3
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—
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0
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—
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—
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0
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Form 4
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∞
| 10K |
$3.45 | $34,496.30 | 10K |
Jan 26
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Form 3
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—
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0
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—
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—
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0
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No matching records found |
JOHN HANCOCK PREMIUM DIVIDEND FUND (PDT) Snapshot price: $13.16
Investor
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Qty.
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Price
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Size ($)
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Own
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Filing Date
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Type
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Is Scheduled
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Trade Dates
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---|---|---|---|---|---|---|---|---|---|
Form 4
| +17.20% | 162 |
$12.22 | $1,979.64 | 1.1K |
Feb 10
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Form 3
|
—
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0
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—
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—
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0
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No matching records found |
JOHN HANCOCK PREFERRED INCOME FUND III (HPS) Snapshot price: $16.11
Investor
Form Type
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Δ Own
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Qty.
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Price
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Size ($)
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Own
|
Filing Date
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Type
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Is Scheduled
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Trade Dates
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---|---|---|---|---|---|---|---|---|---|
Form 4
| +16.29% | 118 |
$16.82 | $1,984.41 | 842.29 |
Feb 10
| |||
Form 4
| +9.43% | 61 |
$16.06 | $979.66 | 708.15 |
Nov 18
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Form 3
|
—
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0
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—
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—
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0
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No matching records found |
JOHN HANCOCK BANK & THRIFT OPPORTUNITY FUND (BTO) Snapshot price: $33.6
Investor
Form Type
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Δ Own
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Qty.
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Price
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Size ($)
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Own
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Filing Date
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Type
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Is Scheduled
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Trade Dates
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Form 3
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—
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0
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—
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—
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0
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No matching records found |
JOHN HANCOCK PREFERRED INCOME FUND (HPI) Snapshot price: $17.5
Investor
Form Type
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Δ Own
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Qty.
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Price
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Size ($)
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Own
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Filing Date
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Type
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Is Scheduled
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Trade Dates
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---|---|---|---|---|---|---|---|---|---|
Form 4
| +16.56% | 105 |
$18.95 | $1,989.45 | 739.22 |
Feb 10
| |||
Form 4
| +9.35% | 53 |
$18.35 | $972.54 | 620.12 |
Nov 18
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Form 3
|
—
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0
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—
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—
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0
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No matching records found |