SEC

T+1 Settlement Trading Era Begins: What You Need To Know
US Markets Shift To T+1 Settlement Tuesday: How Will It Impact Your Trading Activity?
Ether Will Continue to Outperform Bitcoin in Near Term, Says Crypto Asset Manager
US Markets Shift To T+1 Settlement Tuesday: How Will It Impact Your Trading Activity?
Ether Will Continue to Outperform Bitcoin in Near Term, Says Crypto Asset Manager
Nvidia, Tech Stocks Propel Nasdaq 100 To Record High; Solar Sector Shines, Meme Stock Bubble Bursts: This Week In The Market
New Silver Producer Looks at Buying Back Shares

SEC Recent News

Uranium Energy to Report Q3 Earnings: What's in Store?
Uranium Energy (AMEX:UEC) is expected to report year-over-year improvement in both revenues and earnings in its upcoming third-quarter fiscal 2024 results.
3 Crypto Stocks to Watch Closely for Bitcoin's Bullish Run
The price of Bitcoin (CRYPTO: BTC) gained momentum in 2021 due to institutional adoption but took a beating in 2022 amid regulatory and environmental issues. However, Bitcoin had a prodigious 2023, with the price of the flagship cryptocurrency surging 157%.
Exchanges Told SEC Leaning Towards Approval of Spot Ethereum ETFs: Report
Securities and Exchange Commission staff told exchanges on Monday the agency is "leaning" towards approving Spot Ether (CRYPTO: ETH) ETFs, according to a report in Barron's, which cited anonymous sources.
Prometheum Soft-Launches Ether Custody Services, Treating it as a Security
Controversial digital asset firm Prometheum Capital has soft-launched Ether (CRYPTO: ETH) custody services in a way that treats ether as a security under the supervision of the U.S. Securities and Exchange Commission.
After Start of SEC's 'War on DeFi' UNI and Others Struggle to Recover
It has now been over a month since it was revealed that Uniswap Labs (CRYPTO: UNI) had received a Wells Notice, indicating the U.S. Securities and Exchange Commission intends to bring charges against the developers of the largest decentralized exchange.
Trucking Electrification Throttled by Excessive Ownership Costs
Battery electric trucks face cost headwinds (Photo - Jim Allen/FreightWaves)
Mark Cuban Says SEC Didn't Learn A Thing After Mt. Gox, Applauds Japan's Response: 'They Are Still So Stupid'
Mark Cuban, the billionaire investor and television personality, criticized the U.S. Securities and Exchange Commission for its inaction following the Mt. Gox debacle. Cuban also lauded Japan’s regulatory response to the incident.
Boeing Quality Issue Delays Alaska Airlines' Converted Freighters
Unspecified problems with two used aircraft that recently were converted by Boeing to carry cargo have forced Alaska Airlines to open a new freighter service to Los Angeles with smaller Boeing 737-700s from its existing fleet.  The service is designed to streamline Alaska's supply chain since many of the groceries, household goods and medicine shipped into the state come
SEC Chair Gary Gensler Says Investors Lack Needed Crypto Disclosures Following Multiple Wells Notices
Securities and Exchange Commission Chair Gary Gensler says investors are not getting vital crypto disclosures after the agency handed out notices to multiple crypto entities that it plans to bring enforcement actions against. Gensler was asked Tuesday morning on CNBC Squawk Box about the agency's recent move to file a Wells Notice against Robinhood (NASDAQ:
Gary Gensler-Led SEC A Source Of Frustration For Robinhood, CEO Vlad Tenev Says They've Held 16 Meetings Over Wells Notice
Tenev, in a recent interview with CNBC's Last Call, revealed that despite Robinhood's efforts to engage with the SEC, the regulatory body's response has been disappointing.
SEC Nudges Robinhood Over Crypto Operations
The SEC is preparing enforcement action against Robinhood Markets Inc. for potential securities law violations. Robinhood reports disappointment with Wells Notice.
SEC Postpones Decision on 7RCC Spot Bitcoin and Carbon Credit Futures ETF
The Securities and Exchange Commission said it will take more time to decide next steps on a proposed exchange-traded fund focused on carbon credit futures contracts and Bitcoin (CRYPTO: BTC). In a filing made on Thursday, the agency said it would decide to "approve or disapprove, or institute proceed
No Surprises in Norfolk Southern Earnings as COO Orr Makes Debut
The elephant in the room on the Norfolk Southern (NYSE: NSC) earnings call made only a brief appearance.

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