SEC

Crypto Firm DCG Settles With SEC For $38.5M Over Misleading Investors
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Financial Crime Weekly: SEC Charges Tai Mo Shan With Misleading Terra USD Investors, Rocket Companies Sued Over Alleged Kickback Scheme
Robinhood Agrees to $45 Million SEC Settlement Over Past Violations
Financial Crime Weekly: SEC Charges Tai Mo Shan With Misleading Terra USD Investors, Rocket Companies Sued Over Alleged Kickback Scheme
Stanley Druckenmiller Dumps Street's Hottest AI Stocks — Here's What The Billionaire Investor Is Betting On Next
Financial Crime Weekly: Becton, Dickinson And Co. Pays $175 Million Penalty, Express Fails To Disclose CEO's Full Compensation

SEC Recent News

Elon Musk Faces Deadline To Settle With SEC Over Twitter Buyout: Lawyer Alleges 'Years Of Harassment'
Elon Musk has been granted more time to decide if he will pay a fine to the SEC or face charges related to his buyout of Twitter.
Elon Musk Asks Gary Gensler 'How Could You Do This To Me' As SEC Reopens Investigation Into Neuralink (CORRECTED)
The U.S. Securities and Exchange Commission has reopened an investigation into Elon Musk's brain-chip startup Neuralink, according to a letter shared by Musk on social media platform X on Thursday.
Financial Crime Weekly: CEO Sentenced To 51 Months In Prison, Kiromic BioPharma Charged With Failure To Disclose Material Information
A CEO is sentenced to 51 months in prison for fraud and ordered to pay $6.1 million in restitution. Kiromic BioPharma is charged with failure to disclose material information.
Ka-Ching! Schwazze's Cannabis Accounting Bloopers And Other Historic Missteps That Shook Up Big Business
While Schwazze's issue may seem minor compared to past scandals, it serves as a reminder of how easily financial mistakes can spiral.
Financial Crime Weekly: WAMCO's Ken Leech Charged With Fraud, SEC Announces Annual Enforcement Results
The SEC charges WAMCO's Ken Leech with fraud and announces its enforcement results for 2024.
SEC Approves America's First 24-Hour Stock Exchange — What It Means For You
U.S. regulators approved the nation's first 24-hour stock exchange on Wednesday, marking a significant shift in American securities trading as retail investors increasingly demand round-the-clock market access.
Financial Crime Weekly: UPS Pays $45M Fine, BIT Mining Pays $4M Fine For Bribery
UPS pays a $45 million fine for misrepresenting its earnings and BIT Mining pays a $4 million fine for bribery of foreign officials.
SEC Shatters Record With $8.2B In Penalties For 2024, Led by Terraform Labs' Massive Settlement
The SEC set a record by collecting $8.2 billion in financial penalties for fiscal year 2024, driven largely by a settlement with Terraform Labs, despite a 26% decline in enforcement actions.
Robinhood's Gallagher Bows Out Of SEC Chair Consideration Under Incoming Trump Administration
"I am committed to Robinhood and our millions of customers who represent the new generation of retail investors," Gallagher said.
As Gary Gensler Eyes 2025 Exit, SEC Crypto Cases Could 'Quietly Disappear' Under Trump's Pro-Bitcoin Agenda, Says Pantera Capital's Katrina Paglia
The Securities and Exchange Commission’s (SEC) lawsuits against cryptocurrency companies will likely reach settlements once Chair Gary Gensler steps down in January 2025, according to crypto asset manager Pant
Gary Gensler To Step Down As SEC Chair On Trump's Inauguration Day
Securities and Exchange Commission Chair Gary Gensler announced Thursday that he will resign Jan. 20, 2025, coinciding with the inauguration of President-elect Donald Trump.
Financial Crime Weekly: Darknet Money Laundering, Crypto Scams, Invesco Pays $17.5M SEC Penalty
Man Sentenced To 12 ½ Years For Bitcoin Money Laundering On The Darknet 
Third Point Hedge Fund Buys Tesla, Dumps Micron
Third Point filed its Form 13F on Thursday, revealing the fund's trades from the prior quarter.

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