SEC

Financial Crime Weekly: Toyota Subsidiary To Pay Over $1.6 Billion For Emissions Fraud Scheme

Trump Media & Technology Insiders Dump Shares

Gary Gensler's SEC Rules Targeted As Managed Funds Association Urges Rollbacks Under Trump-Picked Leadership

Trump Media & Technology Insiders Dump Shares

Gary Gensler's SEC Rules Targeted As Managed Funds Association Urges Rollbacks Under Trump-Picked Leadership

Interm SEC Chair Mark Uyeda Anticipates Less Active Rulemaking: We Want To Be 'Very Methodical'

SoundHound AI Stock Is Tumbling Tuesday: What's Going On?

Interm SEC Chair Mark Uyeda Anticipates Less Active Rulemaking: We Want To Be 'Very Methodical'

SoundHound AI Stock Is Tumbling Tuesday: What's Going On?

New ETF PRIV Bridges Private And Public Credit, Draws Investor Interest And SEC Concerns

Super Micro Computer Stock Is Soaring After Hours: What's Going On?

SEC Recent News

Financial Crime Weekly: $1.4 Billion Ethereum Stolen In Largest Crypto Hack Ever, SEC Creates Cyber And Emerging Technologies Unit

$1.4 Billion Ethereum Stolen In Largest Crypto Hack In History

Financial Crime Weekly: Man Pleads Guilty To Hacking SEC Social Media Account, Two Plead Guilty In $577 Million Crypto Fraud Scheme

A man pleads guilty to hacking the SEC Chairman's social media account and two men plead guilty in a $577 million crypto fraud scheme.

SMCI Stock Jumps Nearly 7% In Wednesday Pre-Market After Company Says It Will Meet SEC Filing Deadline

Super Micro Computer Inc (SMCI) is trading 5.6% higher in pre-market on Wednesday as it announced yesterday that it would meet the SEC filing deadline to avoid delisting.

Financial Crime Weekly: Former Celsius VP Pleads Guilty To Insider Trading, Lockheed Martin Pays Nearly $30 Million Settlement

Former Celsius Holdings vice president and controller pleads guilty to securities fraud related to insider trading. Lockheed Martin pays nearly $30 million to resolve allegations of defective pricing on defense contracts.

Roblox Shares Slip As SEC Confirms Investigation: Report

Roblox is part of an active and ongoing investigation by the Securities and Exchange Commission, the agency said Friday.

Cboe Global Markets Announces Plans For 24-Hour Stock Trading

Cboe Global Markets announced on Monday that it plans to offer 24-hour, five days per week trading for U.S. equities on its Cboe EDGX Equities Exchange, subject to regulatory review.

Financial Crime Weekly: Judge Orders $5.9 Billion Fine In Ponzi Scheme Case, SEC Chairman Appoints New Staff Members

A federal judge ordered Allen Stanford to pay a $5.9 billion fine in his Ponzi scheme case and the SEC appointed new staff members to fill vacant positions.

Financial Crime Weekly: Pfizer Pays Nearly $60 Million To Resolve False Claims Allegations, SEC Creates Crypto Task Force

The DOJ announces Pfizer agreed to pay nearly $60 million to resolve false claims allegations. The SEC creates a task force dedicated to the development of a clear and comprehensive regulatory framework for crypto assets.

Financial Crime Weekly: American Express Pays $108 Million To Settle Deceptive Marketing Charges, Vanguard Group Pays $106 Million For Violations

American Express pays $108 million to settle deceptive marketing charges. The Vanguard Group pays $106 million to settle charges related to misleading statements.

Crypto Firm DCG Settles With SEC For $38.5M Over Misleading Investors

Digital Currency Group (DCG), a prominent player in the cryptocurrency industry, on Friday agreed to settle with the U.S. Securities and Exchange Commission (SEC) for misleading investors.

Robinhood Agrees to $45 Million SEC Settlement Over Past Violations

Robinhood shares are slightly up after the SEC imposed a $45 million fine for regulatory violations, including issues with trading activity reporting, cybersecurity, and recordkeeping.

Financial Crime Weekly: SEC Charges Tai Mo Shan With Misleading Terra USD Investors, Rocket Companies Sued Over Alleged Kickback Scheme

Consumer Financial Protection Bureau Sues Rocket Homes, Alleges Kickback Scheme

Stanley Druckenmiller Dumps Street's Hottest AI Stocks — Here's What The Billionaire Investor Is Betting On Next

Druckenmiller's Duquesne Family Office sold Nvidia and Palantir stocks while increasing stake in Teva Pharmaceutical, signaling a shift in investment focus.

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