SEC

Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
Trump's SEC Pick Paul Atkins Faces Ethical Scrutiny Over $3 Million In Consulting Fees From Entities He Could Soon Regulate: Report
Elon Musk Faces Deadline To Settle With SEC Over Twitter Buyout: Lawyer Alleges 'Years Of Harassment'
Trump's SEC Pick Paul Atkins Faces Ethical Scrutiny Over $3 Million In Consulting Fees From Entities He Could Soon Regulate: Report
Elon Musk Faces Deadline To Settle With SEC Over Twitter Buyout: Lawyer Alleges 'Years Of Harassment'
Elon Musk Asks Gary Gensler 'How Could You Do This To Me' As SEC Reopens Investigation Into Neuralink (CORRECTED)
Financial Crime Weekly: CEO Sentenced To 51 Months In Prison, Kiromic BioPharma Charged With Failure To Disclose Material Information

SEC Recent News

SEC Approves America's First 24-Hour Stock Exchange — What It Means For You
U.S. regulators approved the nation's first 24-hour stock exchange on Wednesday, marking a significant shift in American securities trading as retail investors increasingly demand round-the-clock market access.
Financial Crime Weekly: UPS Pays $45M Fine, BIT Mining Pays $4M Fine For Bribery
UPS pays a $45 million fine for misrepresenting its earnings and BIT Mining pays a $4 million fine for bribery of foreign officials.
SEC Shatters Record With $8.2B In Penalties For 2024, Led by Terraform Labs' Massive Settlement
The SEC set a record by collecting $8.2 billion in financial penalties for fiscal year 2024, driven largely by a settlement with Terraform Labs, despite a 26% decline in enforcement actions.
Robinhood's Gallagher Bows Out Of SEC Chair Consideration Under Incoming Trump Administration
"I am committed to Robinhood and our millions of customers who represent the new generation of retail investors," Gallagher said.
As Gary Gensler Eyes 2025 Exit, SEC Crypto Cases Could 'Quietly Disappear' Under Trump's Pro-Bitcoin Agenda, Says Pantera Capital's Katrina Paglia
The Securities and Exchange Commission’s (SEC) lawsuits against cryptocurrency companies will likely reach settlements once Chair Gary Gensler steps down in January 2025, according to crypto asset manager Pant
Gary Gensler To Step Down As SEC Chair On Trump's Inauguration Day
Securities and Exchange Commission Chair Gary Gensler announced Thursday that he will resign Jan. 20, 2025, coinciding with the inauguration of President-elect Donald Trump.
Financial Crime Weekly: Darknet Money Laundering, Crypto Scams, Invesco Pays $17.5M SEC Penalty
Man Sentenced To 12 ½ Years For Bitcoin Money Laundering On The Darknet 
Third Point Hedge Fund Buys Tesla, Dumps Micron
Third Point filed its Form 13F on Thursday, revealing the fund's trades from the prior quarter.
Appaloosa Hedge Fund Buys Vistra, Sells Boeing
Appaloosa Management, a hedge fund, filed its Form 13F on Thursday, revealing the fund's trades from the prior quarter. Here's a look at Appaloosa's latest trades.
Elliott Investment Management Adds To Southwest, Western Digital, Etsy, Match Group; Trims BILL Holdings, Seadrill, BlackLine, NRG Energy In Q3
Elliott Investment Management was busy in the third quarter. According to a new 13-F filing with the SEC, the activist made several portfolio moves, with multiple new positions focused around travel and lodging.
Tiger Global Hedge Fund Buys Flutter Entertainment Stock, Sells DexCom
Billionaire investor Chase Coleman's hedge fund, Tiger Global Management, filed its latest Form 13F on Thursday and disclosed its trading activity from the prior quarter.
Here's How Billionaire Ken Fisher's Hedge Fund Made $14 Billion Last Quarter
Legendary investor Ken Fisher's hedge fund grew the value of its portfolio by more than $14 billion dollars in the last quarter.
Super Micro Delisting Risk Puts $1.7 Billion Bond Repayment On The Line
Adding to Super Micro's woes, the company could face an early repayment on up to $1.725 billion of its bonds if delisted. 

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