SEC

Financial Crime Weekly: Darknet Money Laundering, Crypto Scams, Invesco Pays $17.5M SEC Penalty

Third Point Hedge Fund Buys Tesla, Dumps Micron

Appaloosa Hedge Fund Buys Vistra, Sells Boeing

Third Point Hedge Fund Buys Tesla, Dumps Micron

Appaloosa Hedge Fund Buys Vistra, Sells Boeing

Elliott Investment Management Adds To Southwest, Western Digital, Etsy, Match Group; Trims BILL Holdings, Seadrill, BlackLine, NRG Energy In Q3

Tiger Global Hedge Fund Buys Flutter Entertainment Stock, Sells DexCom

Elliott Investment Management Adds To Southwest, Western Digital, Etsy, Match Group; Trims BILL Holdings, Seadrill, BlackLine, NRG Energy In Q3

Tiger Global Hedge Fund Buys Flutter Entertainment Stock, Sells DexCom

Here's How Billionaire Ken Fisher's Hedge Fund Made $14 Billion Last Quarter

Super Micro Delisting Risk Puts $1.7 Billion Bond Repayment On The Line

SEC Recent News

Super Micro Analysts Need More Clarity On Auditor Resignation, Await 10-K Filing: 'Management Did Not Address These Topics'

Super Micro Computer releases a business update on Tuesday that included a positive note regarding its Special Committee investigation, but analysts are still hung up on the company's new auditor search and the continued delay of SEC filings.

JPMorgan To Lay Out $151 Million In Penalties, Investor Payments After SEC Flags 'Various Law Violations' (UPDATED)

The SEC charged JPMorgan in five separate enforcement actions for failures including misleading disclosures to investors.

SEC Charges Four Companies Over SolarWinds Hacks, Issues Millions In Penalties

The SEC charged four major companies for misleading disclosures about cybersecurity risks and breaches, including SolarWinds attack. Companies will pay fines and improve cybersecurity practices.

WisdomTree Pays $4M SEC Penalty For Compliance Failures Related To ESG Funds

The SEC on Monday charged investment adviser WisdomTree Asset Management Inc. with making misstatements and for compliance failures relating to the execution of an investment strategy that was marketed as incorporating environmental, social, and governance (ESG) factors.

Weedmaps Hit With Investor Class Action Following SEC Fines Over Misleading Metrics

Weedmaps faces a class action lawsuit over misleading user metrics, following SEC fines. The cannabis marketplace's stock is at risk of NASDAQ delisting.

The Price Of Overpromising: Under Armour's Legal Battle

3 Stocks Targeted by Short Sellers Making Strong Recoveries

Short sellers are getting a lot of airplay these days, especially the ones that can severely crumble a stock's price after releasing their reports upon announcing their short position. Many of these short seller reports may have valid data and reasoning that warrant a stock price sell-off, while many allegations are often unsubstantiated.

Stryker's Acquisition Spree: Double-Digit Growth on the Horizon

Stryker (NYSE: SYK) is a medical device company that has risen to become the third-largest U.S. firm in the healthcare equipment and supplies industry. The company has often acquired other firms to boost its competitiveness and add capabilities.

Gary Gensler Doubts Cryptocurrency Future, Says Leading Figures Are Either In Jail Or Awaiting Extradition

U.S Securities and Exchange Commission (SEC) Chairman Gary Gensler, at a recent event at New York University (NYU) School of Law, expressed his doubts over the potential of cryptocurrencies, including Bitcoin (CRYPTO: BTC), to become widely accepted forms of payment.

SEC Charges 'Magic Mushroom' Co. Minerco In $8M Pump-And-Dump Scheme

SEC charges Minerco in an $8M pump-and-dump scheme. Shumake and Jenge face fraud charges for falsely promoting Minerco as a psilocybin co.

Paul Bilzerian Indicted For Evading $180M SEC Judgment Through Cannabis Brand Ignite

Paul Bilzerian indicted for evading $180M SEC judgment by funneling assets through cannabis brand Ignite, facing fraud and conspiracy charges.

SEC-Approved Cannabis Lender Acquired By Investment Giant, Changes Ticker To $LIEN

Chicago Atlantic acquires SEC-approved cannabis lender Silver Spike, renaming it Chicago Atlantic BDC. New ticker $LIEN effective October 2

SEC Charges Cassava Sciences Over Manipulated Alzheimer's Trial Data, Company And Former Execs Agree To Pay Penalty

Cassava Sciences and its executives face a $40 million SEC settlement over manipulated data in an Alzheimer's drug trial, misleading investors with false claims of cognitive improvement and selective data reporting.