Sanjay Wadhwa

Financial Crime Weekly: Becton, Dickinson And Co. Pays $175 Million Penalty, Express Fails To Disclose CEO's Full Compensation

Becton, Dickinson and Co. pays a $175 million civil penalty and Express fails to disclose its former CEO's full compensation.

WisdomTree Pays $4M SEC Penalty For Compliance Failures Related To ESG Funds

The SEC on Monday charged investment adviser WisdomTree Asset Management Inc. with making misstatements and for compliance failures relating to the execution of an investment strategy that was marketed as incorporating environmental, social, and governance (ESG) factors.