Securities And Exchange Comission

Financial Crime Weekly: Cantor Fitzgerald Charged With Violating AntiFraud Provisions, Ex-ComTech CEO Charged With Insider Trading
Financial Crime Weekly: CEO Sentenced To 51 Months In Prison, Kiromic BioPharma Charged With Failure To Disclose Material Information
Financial Crime Weekly: WAMCO's Ken Leech Charged With Fraud, SEC Announces Annual Enforcement Results
Financial Crime Weekly: CEO Sentenced To 51 Months In Prison, Kiromic BioPharma Charged With Failure To Disclose Material Information
Financial Crime Weekly: WAMCO's Ken Leech Charged With Fraud, SEC Announces Annual Enforcement Results
Crypto.Com Takes On SEC In Legal Battle After Receiving Wells Notice
Bankrupt EV Maker Fisker's Liquidation Plan Hits Roadblock As DOJ Raises Objections Following SEC Investigation

Securities And Exchange Comission Recent News

Disney Still Makes Up A Chunk Of Peltz's Trian Fund Despite $4B Exit, Records Show
Trian Fund Management, co-founded by billionaire Nelson Peltz, still owns a piece of Walt Disney Company after selling its entire stake in May.
B. Riley Stock Continues To Fall: What's Going On?
B. Riley Financial Inc (NASDAQ:RILY) shares continue to face heavy selling pressure on Tuesday after the company delayed its quarterly financial results as regulators investigate whether B. Riley properly disclosed risks associated with some of its assets.
Crypto Whale Spends $24.7M On Ethereum-Based Altcoins Following SEC Approval
A crypto whale invested $24.7 million in Ethereum-based altcoins after the SEC approved a spot Ethereum (CRYPTO: ETH) ETF.
Pfizer Initiates Multi-Year Cost Reduction Plan Targeting $1.5B Savings By 2027
The company disclosed the new program in a filing with the Securities and Exchange Commission.
Veteran Trader Peter Brandt Warns Of Impending Regulatory Crackdown On Crypto Staking: 'It's Going To Be A Bloodbath'
Veteran trader Peter Brandt has sparked a discussion within the cryptocurrency community with his recent remarks on X. What Happened: On Thursday, Brandt predicted a severe regulatory crackdown on crypto staking, describing the future landscape as a “bloodbath.”
SEC Chair Gary Gensler Pulls Off Resignation Prank On X, Drawing Mixed Reactions From Crypto Community
The tone of the message led many to anticipate a resignation announcement, only to be surprised when Gensler concluded with, "And we're not done,
Spot Bitcoin ETFs See $223M Net Outflows On Monday
Bitcoin‘s (CRYPTO: BTC) strong start to the week hit a road bump after Monday’s trading data showed that interest in spot ETFs appears to be cool
Financial Crimes Weekly: Insider Trading At Arista, Del Taco; KuCoin In Civil Action Suit
Andreas Bechtolsheim, founder of Arista Networks, settled insider trading charges for $1M. SEC alleged he traded on info about Acacia's takeover.
New York Community Bancorp Shares Rally, But Stark Warnings Over Commercial Real Estate Persist
New York Community Bancorp saw shares rally 7% Monday, after company executives disclosed they had bought stock in the bank.
Court Fines Two Defendants In $45M Crypto Scam: Financial Crimes Weekly
Prosecutors are appealing the acquittal of Samsung chairman Jay Y. Lee, who was charged with accounting fraud and stock manipulation.
Alibaba Springs Back To Life As Co-Founders Scoop Up Shares: 'It's Jack Ma — Hot For His Stock'
Alibaba founders' purchase of millions of dollars worth of shares and China's market support plans boost confidence in company and country.
Star Shorts Carson Block And Nate Anderson Are Among SEC's Top Fraud Whistleblowers
An SEC whistleblower program has attracted some high-profile tipsters, including Carson Block and Nate Anderson.
Ripple Labs Faces SEC's Appeal Push On Controversial XRP Security Decision
In a strategic move, the Securities and Exchange Commission (SEC) on Friday moved to file for an interlocutory appeal, asking for an immediate review of a federal judge’s ruling that XRP (CRYPTO: XRP) isn't a security when sold to the general public.
Micro-Structure & Exchanges: A Complicated Relationship

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