Securities And Exchange Comission

Crypto.Com Takes On SEC In Legal Battle After Receiving Wells Notice

Bankrupt EV Maker Fisker's Liquidation Plan Hits Roadblock As DOJ Raises Objections Following SEC Investigation

Investment Firm To Pay $80M For Overvaluing CMOs, Accounting Outfit To Pay $2M For Crypto Audit Scam: Financial Crime Weekly

Bankrupt EV Maker Fisker's Liquidation Plan Hits Roadblock As DOJ Raises Objections Following SEC Investigation

Investment Firm To Pay $80M For Overvaluing CMOs, Accounting Outfit To Pay $2M For Crypto Audit Scam: Financial Crime Weekly

Moody's, S&P Global, Fitch Among Major Rating Agencies Hit With $49M SEC Fine Over Record-keeping Failures (UPDATED)

Disney Still Makes Up A Chunk Of Peltz's Trian Fund Despite $4B Exit, Records Show

Moody's, S&P Global, Fitch Among Major Rating Agencies Hit With $49M SEC Fine Over Record-keeping Failures (UPDATED)

Disney Still Makes Up A Chunk Of Peltz's Trian Fund Despite $4B Exit, Records Show

B. Riley Stock Continues To Fall: What's Going On?

Crypto Whale Spends $24.7M On Ethereum-Based Altcoins Following SEC Approval

Securities And Exchange Comission Recent News

Pfizer Initiates Multi-Year Cost Reduction Plan Targeting $1.5B Savings By 2027

The company disclosed the new program in a filing with the Securities and Exchange Commission.

Veteran Trader Peter Brandt Warns Of Impending Regulatory Crackdown On Crypto Staking: 'It's Going To Be A Bloodbath'

Veteran trader Peter Brandt has sparked a discussion within the cryptocurrency community with his recent remarks on X. What Happened: On Thursday, Brandt predicted a severe regulatory crackdown on crypto staking, describing the future landscape as a “bloodbath.”

SEC Chair Gary Gensler Pulls Off Resignation Prank On X, Drawing Mixed Reactions From Crypto Community

The tone of the message led many to anticipate a resignation announcement, only to be surprised when Gensler concluded with, "And we're not done,

Spot Bitcoin ETFs See $223M Net Outflows On Monday

Bitcoin‘s (CRYPTO: BTC) strong start to the week hit a road bump after Monday’s trading data showed that interest in spot ETFs appears to be cool

Financial Crimes Weekly: Insider Trading At Arista, Del Taco; KuCoin In Civil Action Suit

Andreas Bechtolsheim, founder of Arista Networks, settled insider trading charges for $1M. SEC alleged he traded on info about Acacia's takeover.

New York Community Bancorp Shares Rally, But Stark Warnings Over Commercial Real Estate Persist

New York Community Bancorp saw shares rally 7% Monday, after company executives disclosed they had bought stock in the bank.

Court Fines Two Defendants In $45M Crypto Scam: Financial Crimes Weekly

Prosecutors are appealing the acquittal of Samsung chairman Jay Y. Lee, who was charged with accounting fraud and stock manipulation.

Alibaba Springs Back To Life As Co-Founders Scoop Up Shares: 'It's Jack Ma — Hot For His Stock'

Alibaba founders' purchase of millions of dollars worth of shares and China's market support plans boost confidence in company and country.

Star Shorts Carson Block And Nate Anderson Are Among SEC's Top Fraud Whistleblowers

An SEC whistleblower program has attracted some high-profile tipsters, including Carson Block and Nate Anderson.

Ripple Labs Faces SEC's Appeal Push On Controversial XRP Security Decision

In a strategic move, the Securities and Exchange Commission (SEC) on Friday moved to file for an interlocutory appeal, asking for an immediate review of a federal judge’s ruling that XRP (CRYPTO: XRP) isn't a security when sold to the general public.

Micro-Structure & Exchanges: A Complicated Relationship