Securities And Exchange Comission

SEC Split On Elon Musk Lawsuit Over Hidden Twitter Stake, But Moves Forward
Financial Crime Weekly: $1.4 Billion Ethereum Stolen In Largest Crypto Hack Ever, SEC Creates Cyber And Emerging Technologies Unit
SEC Scales Back Crypto Enforcement, Expands Focus To Cyber Fraud
Financial Crime Weekly: $1.4 Billion Ethereum Stolen In Largest Crypto Hack Ever, SEC Creates Cyber And Emerging Technologies Unit
SEC Scales Back Crypto Enforcement, Expands Focus To Cyber Fraud
Financial Crime Weekly: Man Pleads Guilty To Hacking SEC Social Media Account, Two Plead Guilty In $577 Million Crypto Fraud Scheme
Financial Crime Weekly: Former Celsius VP Pleads Guilty To Insider Trading, Lockheed Martin Pays Nearly $30 Million Settlement

Securities And Exchange Comission Recent News

Financial Crime Weekly: CEO Sentenced To 51 Months In Prison, Kiromic BioPharma Charged With Failure To Disclose Material Information
A CEO is sentenced to 51 months in prison for fraud and ordered to pay $6.1 million in restitution. Kiromic BioPharma is charged with failure to disclose material information.
Financial Crime Weekly: WAMCO's Ken Leech Charged With Fraud, SEC Announces Annual Enforcement Results
The SEC charges WAMCO's Ken Leech with fraud and announces its enforcement results for 2024.
Crypto.Com Takes On SEC In Legal Battle After Receiving Wells Notice
Crypto.com announced that it has initiated legal proceedings against the SEC, following the receipt of a Wells notice from the regulatory body.
Bankrupt EV Maker Fisker's Liquidation Plan Hits Roadblock As DOJ Raises Objections Following SEC Investigation
The U.S. Department of Justice on Monday raised objections to bankrupt EV maker Fisker's liquidation plan on behalf of NHTSA.
Investment Firm To Pay $80M For Overvaluing CMOs, Accounting Outfit To Pay $2M For Crypto Audit Scam: Financial Crime Weekly
Macquarie Investment Management Business Trust (MIMBT) will pay $79.8 million for overvaluing CMOs and giving preferential treatment to clients.
Moody's, S&P Global, Fitch Among Major Rating Agencies Hit With $49M SEC Fine Over Record-keeping Failures (UPDATED)
The six firms were charged with violating Section 17(a)(1) of the Securities Exchange Act of 1934 and Rule 17g-2(b)(7) thereunder.
Disney Still Makes Up A Chunk Of Peltz's Trian Fund Despite $4B Exit, Records Show
Trian Fund Management, co-founded by billionaire Nelson Peltz, still owns a piece of Walt Disney Company after selling its entire stake in May.
B. Riley Stock Continues To Fall: What's Going On?
B. Riley Financial Inc (NASDAQ:RILY) shares continue to face heavy selling pressure on Tuesday after the company delayed its quarterly financial results as regulators investigate whether B. Riley properly disclosed risks associated with some of its assets.
Crypto Whale Spends $24.7M On Ethereum-Based Altcoins Following SEC Approval
A crypto whale invested $24.7 million in Ethereum-based altcoins after the SEC approved a spot Ethereum (CRYPTO: ETH) ETF.
Pfizer Initiates Multi-Year Cost Reduction Plan Targeting $1.5B Savings By 2027
The company disclosed the new program in a filing with the Securities and Exchange Commission.
Veteran Trader Peter Brandt Warns Of Impending Regulatory Crackdown On Crypto Staking: 'It's Going To Be A Bloodbath'
Veteran trader Peter Brandt has sparked a discussion within the cryptocurrency community with his recent remarks on X. What Happened: On Thursday, Brandt predicted a severe regulatory crackdown on crypto staking, describing the future landscape as a “bloodbath.”
SEC Chair Gary Gensler Pulls Off Resignation Prank On X, Drawing Mixed Reactions From Crypto Community
The tone of the message led many to anticipate a resignation announcement, only to be surprised when Gensler concluded with, "And we're not done,
Spot Bitcoin ETFs See $223M Net Outflows On Monday
Bitcoin‘s (CRYPTO: BTC) strong start to the week hit a road bump after Monday’s trading data showed that interest in spot ETFs appears to be cool
Financial Crimes Weekly: Insider Trading At Arista, Del Taco; KuCoin In Civil Action Suit
Andreas Bechtolsheim, founder of Arista Networks, settled insider trading charges for $1M. SEC alleged he traded on info about Acacia's takeover.
New York Community Bancorp Shares Rally, But Stark Warnings Over Commercial Real Estate Persist
New York Community Bancorp saw shares rally 7% Monday, after company executives disclosed they had bought stock in the bank.
Court Fines Two Defendants In $45M Crypto Scam: Financial Crimes Weekly
Prosecutors are appealing the acquittal of Samsung chairman Jay Y. Lee, who was charged with accounting fraud and stock manipulation.
Alibaba Springs Back To Life As Co-Founders Scoop Up Shares: 'It's Jack Ma — Hot For His Stock'
Alibaba founders' purchase of millions of dollars worth of shares and China's market support plans boost confidence in company and country.
Star Shorts Carson Block And Nate Anderson Are Among SEC's Top Fraud Whistleblowers
An SEC whistleblower program has attracted some high-profile tipsters, including Carson Block and Nate Anderson.
Ripple Labs Faces SEC's Appeal Push On Controversial XRP Security Decision
In a strategic move, the Securities and Exchange Commission (SEC) on Friday moved to file for an interlocutory appeal, asking for an immediate review of a federal judge’s ruling that XRP (CRYPTO: XRP) isn't a security when sold to the general public.
Micro-Structure & Exchanges: A Complicated Relationship
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